| Advisor Tab Columns | Definition |
| Name | Advisor name |
| LegalName | Advisor’s legal name |
| Unique Manager | Convergence assigned name of the manager group |
| manager_id | Unique identifier assigned by Convergence |
| Exempt_Status | SEC filing status (“excempt” or “non-exempt) |
| CRD | Unique number assigned to the advisor by the SEC |
| Strategy | Primary investment strategy |
| PICRAUM_Calc | Percent of TotalRAUM that is private funds |
| DiscRAUM | Total disclosed discretionary regulatory assets under management |
| NonDiscRAUM | Total disclosed non-discretionary regulatory assets under management |
| TotalRAUM | Total disclosed regulatory assets under management. (TotalRAUM = DiscRAUM + NonDiscRAUM) |
| PFRAUM | Total private fund regulatory assets under management |
| PrimaryAdministrator | Fund administrator responsible for the greatest percentage share of wallet |
| PrimaryAuditor | Fund auditor responsible for the greatest percentage share of wallet |
| Private Funds | Number of private funds |
| Dominant Fund | The type of fund representing the majority of the advisor’s PFRAUM |
| Sub-Advised Funds | Number of sub-advised private funds |
| FTE | Total number of full-time employees disclosed by the advisors in the group |
| IP | Total number of investment professionals disclosed by the advisors in the group |
| NIP | Total number of non-investment professionals disclosed by the advisors in the group |
| FTE_BN | Ratio of full-time employees to TotalRAUM (in billions) |
| IP_BN | Ratio of investment professionals to TotalRAUM (in billions) |
| NIP_BN | Ratio of non-investment professionals to TotalRAUM (in billions) |
| NIP_FTE | Ratio of non-investment professionals to full-time employees |
| NIP_IP | Ratio of non-investment professionals to investment professionals |
| PrimaryCountry | Advisor’s primary country |
| Street | Advisor’s primary street |
| City | Advisor’s primary city |
| State | Advisor’s primary state |
| Zip | Advisor’s primary zip code |
| PICClients | Percent of advisor clients in private funds |
| Management Fee | Percentage of assets under management |
| Hourly Charges | Hourly charges |
| Newsletters/Periodicals | Subscription fees |
| Other Fixed Fees | Fixed fees |
| Commissions | Commissions |
| Performance Fees | Performance-based fees |
| Other Comp | Other |
| Other Comp Text | What the advisor wrote in if Comp7 |
| Continuous Supervision | Advisor funds are subject to continuous supervision |
| DiscAccts | Total number of discretionary accounts disclosed by the advisor |
| NonDiscAccts | Total number of non-discretionary accounts disclosed by the advisor |
| TotalAccounts | Total number of accounts disclosed by the advisor |
| Financial Planning Services | Financial planning services |
| PortMgmt Indiv/SmallBus | Portfolio management for individuals and/or small businesses |
| PortMgmt 40ActBDC | Portfolio management for investment companies |
| PortMgmt Pooled Investment Vehicles | Portfolio management for pooled investment vehicles |
| PortMgmt Bus/Inst Clients | Portfolio management for businesses |
| Pension Consulting | Pension consulting services |
| Adviser Selection | Selection of other advisors |
| Publication Periodicals News | Publication of periodicals or newsletters |
| SecRatings-PricingServices | Security ratings or pricing services |
| Market Timing Services | Market timing services |
| EducationalSeminars | Educational seminars/workshops |
| Other Advisory Activities | Other activities |
| OfficeCount | Total number of unique office locations disclosed by the advisor |
| AffiliateCount | Total number of unique affiliates disclosed by the advisor |
| Broker/Dealer | Employees/related persons are either registered representatives of a broker-dealer or are engaged in the broker-dealer business |
| RegulatoryRegimeCount | Total number of unique regulatory regimes disclosed by the advisor |
| BeneficialOwnerCount | The sum of the number of limited partners disclosed by the advisor |
| NonUSBeneficialOwnerCount | The sum of the number of non-US limited partners disclosed by the advisor |
| UniqueAuditors | Number of unique private fund auditors servicing the advisor |
| UniqueBrokers | Number of unique private fund prime brokers servicing the advisor |
| TotalBrokers | Number of private fund prime brokers servicing the advisor |
| UniqueCustodians | Number of unique private fund custodians servicing the advisor |
| TotalCustodians | Number of private fund custodians servicing the advisor |
| UniqueAdministrators | Number of unique private fund administrators servicing the advisor |
| ExternalMarketers | Number of unique external marketers servicing the advisor |
| FilingDate | Most recent ADV filing date |
| CEO | Chief Executive Officer of the Advisor |
| CEO Email | CEO’s Email Address |
| CFO | Chief Financial Officer of the Advisor |
| CFO Email | CFO’s Email Address |
| COO | Chief Operating Officer of the Advisor |
| COO Email | COO’s Email Address |
| CCO | Chief Compliance Officer of the Advisor |
| CCO Email | CCO’s Email Address |
| CTO | Chief Technology Officer of the Advisor |
| CTO Email | CTO’s Email Address |
| CRO | Chief Risk Officer of the Advisor |
| CRO Email | CRO’s Email Address |
| CLO | Chief Legal Officer of the Advisor |
| CLO Email | CLO’s Email Address |
| HR | Head of Human Resources of the Advisor |
| HR Email | HR’s Email Address |
| SurpriseAudit | Indicates whether the Adviser underwent an annual surprise examination by an independent public accountant to verify the clients’ funds and securities |
| SurpriseAuditor | Name of the Audit Firm that conducted the surprise examination |
| ReportDate | Date on which the report is generated at Convergence |