Fund Descriptions

Fund Tab ColumnsDefinition
Fund NameName of the private fund
FundIDUnique identifier for the private fund
AdviserLegal name of the fund advisor
CRD Central Registration Depository number, a unique identifier for investment advisors and brokers.
UniqueManagerUnique manager group of the fund advisor
manager_idUnique identifier assigned by Convergence to a Manager Group
TypeThe category of the fund (e.g., mutual fund, hedge fund).
GAVGross Asset Value, the total value of the fund’s assets before subtracting liabilities.
ReportedGAVDisclosed amount of the fund
UniqueGAVDeduplicated amount of the fund
IRS_NumberInternal Revenue Service (IRS) number/Tax ID of the Fund Entity
Sec File #SEC File Number of the Fund’s FormD Filing
Sec File # CountNumber of unique FormD Filings that corresponds to a Fund
First Filing DateFund’s First FormD Filing Date, the date the fund first registered with the SEC
First Sale DateFund’s Date of First Sale to the Investors
Offering AmountFund’s intended offering amount
Capital RaisedCapital raised by the Fund
ExemptionsList of exemptions that Fund is subjected to
AdministratorName(s) of the fund administrator per the ADV
Administrator GroupFamily names of the fund administrator (e.g. – Citibank is part of the SS&C family)
AuditorName(s) of the fund auditor
Auditor GroupFamily names of the fund auditor (e.g. – Rothstein Kass is part of the KPMG family)
ISMasterMaster fund identifier
ISFeederFeeder fund identifier
ISFOFFund Of Funds identifier
isSingleSingle fund identifier
Master_ID_MatchFor feeder funds, the corresponding master fund ID
MasterFundNameFor feeder funds, the name of the master fund
ExemptSEC filing status (“exempt” or “non-exempt)
StreetAdvisor’s street address
CityAdvisor’s city
StateAdvisor’s state
ZipAdvisor’s zip code
Primary CountryAdvisor’s country
Fund StructureIdentifies how the fund is structured.  Examples include Master Fund, Feeder Fund, Fund of Funds and Segregated Portfolios.
Fund StrategyConsists of the types of securities that the fund invests in. Examples include Public Equities, Debt-Diverse, Private Equity and Real Estate.
Fund Investment StyleIdentifies the method and philosophy followed by the fund. Examples include Absolute Return, Arbitrage, Distressed and Value-Oriented.
Investment SectorsIdentifies the industry sector that the fund focuses on. Examples include Healthcare, Retail, Infrastructure and Life Sciences.
GeographyIdentifies the geographic location where the fund invests in. Examples include the United States, Asia and Europe.
Filing DateDate in which the ADV was filed
BrokersA financial institution that safeguards assets for clients.
CustodiansNumber of unique custodians disclosed for the fund
Broker NamesComma delimited list of prime brokers disclosed in the fund
Custodian NamesComma delimited list of custodians disclosed in the fund
Fund CountryCountry in which the fund is organized
Fund StateState within the country in which the fund is organized
Effective DateDate the fund was opened
IndependentValuationPercentPercentage of the fund’s securities that are valued by independent 3rd parties
SigNameSignature Name on the ADV
CEOChief Executive Officer of the Advisor
CEO EmailCEO’s Email Address
CFOChief Financial Officer of the Advisor
CFO EmailCFO’s Email Address
COOChief Operating Officer of the Advisor
COO EmailCOO’s Email Address
CCOChief Compliance Officer of the Advisor
CCO EmailCCO’s Email Address
CTOChief Technology Officer of the Advisor
CTO EmailCTO’s Email Address
CROChief Risk Officer of the Advisor
CRO EmailCRO’s Email Address
CLOChief Legal Officer of the Advisor
CLO EmailCLO’s Email Address
HRHead of Human Resources of the Advisor
HR EmailHR’s Email Address
Total RAUMThe Advisor’s total regulatory assets under management. (TotalRAUM = DiscRAUM + NonDiscRAUM)
PFRAUMThe Advisor’s total private fund regulatory assets under management
CivilIndicates whether the Advisor has incurred a Civil Violation
CriminalIndicates whether the Advisor has incurred a Criminal Violation
RegulatoryIndicates whether the Advisor has incurred a Regulatory Violation
GPName of the General Partner (“GP”) for the private fund
ManagerName of the Portfolio Manager for the private fund
DirectorName of the Director for the private fund
TrusteeName of the Trustee for the private fund
LiquidityDiscribes the fund category such as Open ended fund , Close ended fund
ReportDateDate on which the report is generated at Convergence
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