| Manager Tab Columns | Definition |
| ID | Unique identifier assigned by Convergence to a Manager Group |
| UniqueManager | Convergence assigned name of the Manager Group |
| DiscRAUM | Total disclosed discretionary regulatory assets under management |
| NonDiscRAUM | Total disclosed non-discretionary regulatory assets under management |
| TotalRAUM | Total disclosed regulatory assets under management |
| PFRAUM | Total private fund regulatory assets under management |
| Street | Primary street address for the manager group |
| City | Primary city for the manager group |
| State | Primary state for the manager group |
| Zip | Primary zip code for the manager group |
| Phone | Primary phone number for the manager group |
| Primary Country | Primary country for the manager group |
| URL | Primary URL for the manager group |
| Exempt_Status | SEC filing status (“exempt” or “non-exempt) |
| CRD | SEC CRD numbers comprising the manager group |
| CRD_MAX_RAUM | SEC CRD of the advisor within the group with the greatest TotalRAUM |
| FilingDate | Most recent filing date among the advisors in the group |
| Violations_Criminal | Number of unique criminal violations among the advisors of the group |
| Violations_Civil | Number of unique civil violations among the advisors of the group |
| Violations_Regulatory | Number of unique regulatory violations among the advisors of the group |
| Affiliate Violations | Number of affiliate violations disclosed by advisors of the group |
| Type | The dominant fund type for the manager group |
| Strategy | Primary investment strategy |
| Fund_Types | Number of unique fund types |
| PICClients | Percent of manager clients in private funds |
| PICRAUM | Percent of TotalRAUM that is private funds |
| Private Funds | Number of private funds |
| Sub-Advised Funds | Number of sub-advised private funds |
| PublicFunds | Number of public funds |
| WrapFee_Count | Number of wrap-fee programs |
| HF_PFRAUM_PCT | Percent of PFRAUM that is in HF funds |
| HF_PCT | Percent of private fund count that is HF funds |
| PE_PFRAUM_PCT | Percent of PFRAUM that is in PE funds |
| PE_PCT | Percent of private equity count that is PE funds |
| RE_PFRAUM_PCT | Percent of PFRAUM that is in RE funds |
| RE_PCT | Percent of real estate count that is RE funds |
| LF_PFRAUM_PCT | Percent of PFRAUM that is in LF funds |
| LF_PCT | Percent of liquitidy fund count that is LF funds |
| VC_PFRAUM_PCT | Percent of PFRAUM that is in VC funds |
| VC_PCT | Percent of venture capital count that is VC funds |
| SAF_PFRAUM_PCT | Percent of PFRAUM that is in SAF funds |
| SAF_PCT | Percent of securitized asset fund count that is SAF funds |
| OTHER_PFRAUM_PCT | Percent of PFRAUM that is in OTHER funds |
| OTHER_PCT | Percent of other fund count that is OTHER funds |
| SUB_PFRAUM_PCT | Percent of PFRAUM that is in SUB funds |
| SUB_PCT | Percent of sub-advised fund count that is SUB funds |
| PrimaryAdministrator | Fund administrator responsible for the greatest percentage share of wallet |
| PrimaryAdministrator_PFRAUM | Total PFRAUM for which the primary administrator is responsible |
| PrimaryAdministrator_PFRAUM_PCT | Percent of the Manager’s private funds that are administered by the primary administrator |
| PrimaryAuditor | Fund auditor responsible for the greatest percentage share of wallet |
| PrimaryAuditor_PFRAUM | Total PFRAUM for which the primary auditor is responsible |
| PrimaryAuditor_PFRAUM_PCT | Percent of the Manager’s private funds that are audited by the primary auditor |
| PrimaryPrime_Broker | Prime broker named most frequently in funds disclosed by advisors in the group |
| PrimaryCustodian | Custodian named most frequently in funds disclosed by advisors in the group |
| PrimaryMarketer | Marketer named most frequently in funds disclosed by advisors in the group |
| FTE | Total number of full-time employees disclosed by the advisors in the group |
| IP | Total number of investment professionals disclosed by the advisors in the group |
| NIP | Total number of non-investment professionals disclosed by the advisors in the group |
| FTE_BN | Ratio of full-time employees to TotalRAUM (in billions) |
| IP_BN | Ratio of investment professionals to TotalRAUM (in billions) |
| NIP_BN | Ratio of non-investment professionals to TotalRAUM (in billions) |
| NIP_FTE | Ratio of non-investment professionals to full-time employees |
| NIP_IP | Ratio of non-investment professionals to investment professionals |
| FTE_Fund | Ratio of the number of full-time employees to the number of private funds |
| IP_Fund | Ratio of the number of investment professionals to the number of private funds |
| NIP_Fund | Ratio of the number of non-investment professionals to the number of private funds |
| PFRAUM_Fund | Ratio of the total PFRAUM to the number of funds |
| DiscAccts | Total number of discretionary accounts among the advisors in the group |
| NonDiscAccts | Total number of non-discretionary accounts among the advisors in the group |
| TotalAccounts | Total number of accounts among the advisors in the group |
| OfficeCount | Total number of unique office locations among the advisors in the group |
| AffiliateCount | Total number of unique affiliates among the advisors in the group |
| broker_dealer | Employees/related persons are either registered representatives of a broker-dealer or are engaged in the broker-dealer business |
| RegulatoryRegimeCount | Total number of unique regulatory regimes among the advisors in the group |
| BeneficialOwnerCount | The sum of the number of limited partners disclosed among the advisors in the group |
| NonUSBeneficialOwnerCount | The sum of the number of non-US limited partners disclosed among the advisors in the group |
| UniqueAdministrators | Number of unique private fund administrators servicing the manager group |
| UniqueAuditors | Number of unique private fund auditors servicing the manager group |
| UniqueBrokers | Number of unique private fund prime brokers servicing the manager group |
| UniqueCustodians | Number of unique private fund custodians servicing the manager group |
| ExternalMarketers | Number of unique external marketers servicing the manager group |
| CEO | Chief Executive Officer of the Advisor |
| CEO Email | CEO’s Email Address |
| CFO | Chief Financial Officer of the Advisor |
| CFO Email | CFO’s Email Address |
| COO | Chief Operating Officer of the Advisor |
| COO Email | COO’s Email Address |
| CCO | Chief Compliance Officer of the Advisor |
| CCO Email | CCO’s Email Address |
| CTO | Chief Technology Officer of the Advisor |
| CTO Email | CTO’s Email Address |
| CRO | Chief Risk Officer of the Advisor |
| CRO Email | CRO’s Email Address |
| CLO | Chief Legal Officer of the Advisor |
| CLO Email | CLO’s Email Address |
| HR | Head of Human Resources of the Advisor |
| HR Email | HR’s Email Address |
| SurpriseAudit | Indicates whether at least 1 Adviser in a Manager Group underwent an annual surprise examination by an independent public accountant to verify the clients’ funds and securities |
| ReportDate | Date on which the report is generated at Convergence |